UWM Chapter 107
PROMOTION TO INDEFINITE APPOINTMENT
107.01
Promotion to Indefinite Appointment
To be eligible for promotion to indefinite appointment, an
academic staff member on a probationary appointment shall meet the provisions
outlined in UWM 104.03. Within 20
working days of the beginning of the fifth year in a probationary appointment,
the Academic Staff member shall be notified by the Unit’s Personnel
Representative or immediate supervisor regarding the timeline for submitting
written materials to the Academic Staff Review Committee for consideration to
Indefinite Appointment.
The academic staff member must submit materials for review
to his/her supervisor and/or executive committee prior to the date marking the
start of the third quarter of the staff member’s sixth year or, if appropriate,
start of the 12th semester.
The supervisor shall notify a probationary academic staff member in
writing at least 20 working days prior to a review conference at which
promotion to indefinite appointment will be considered. The academic staff
member and supervisor shall review all written materials required by the Academic
Staff Review Committee. The academic staff member may also submit additional
written material to support promotion to indefinite appointment. Category B
academic staff may also make a personal presentation.
The meeting at which the presentation is made shall be closed unless an open
meeting is requested by the academic staff member.
In the event that an academic staff member requires an
extension of their probationary review and it is not otherwise covered in UWS
10.03 2 (1-4) (b), the following procedures shall be followed:
(1)
The academic staff member must submit a request for
extension to his/her immediate supervisor at least 40 working days prior to the
date marking the start of the third quarter of the staff member’s sixth year
or, if appropriate, start of the 12th semester.
(2)
If the supervisor supports the request, he/she shall
forward it to the appropriate dean or division head within 10 working days who
shall, if in agreement, forward the request within 10 working days for
extension to the Academic Staff Committee for review and action.
(3)
The Academic Staff Committee shall review the request
for extension and notify the dean or division head, supervisor, and academic
staff member of action taken. If the
extension is granted, the Academic Staff Committee shall notify the appropriate
review committee of the extension.
(4) Review extensions can only be granted for a
6-month period or, if appropriate, one semester and are not renewable. The academic staff member granted a review
extension, but not reviewed prior to the end of the sixth year should expect a
terminal year letter (in accordance with UWM Chapter 106).
(5) Files that are received by the Category A or
Category B Review Committee after the start of the third quarter of the sixth
year (or, if appropriate, 12th semester), or after an extension
period deadline will not be considered.
(6) Any academic staff member has the right to
appeal a supervisor’s or dean/division head’s decision not to support a request
for extension. The academic staff member
must appeal within 15 working days of receiving notification to the Academic
Staff Hearing and Appeals Committee under the procedures listed in Section
112.04 (b)(4).
107.02
Supervisor/Executive Committee Recommendation for Indefinite Appointment
The review file and recommendation of the supervisor and/or
executive committee to promote the academic staff member to indefinite
appointment shall be forwarded to the dean or division head with copy to the
academic staff member within ten working days of the review conference
specified in UWM 107.01. If the recommendation forwarded would result in
non-renewal, the dean or division head must follow the procedures outlined in
UWM 106.03.
107.03
Dean or Division Head's Action on Recommendation for Indefinite Appointment
The dean or division head shall forward the review file to
the Academic Staff Review Committee within five working days of the receipt of
a positive recommendation from the supervisor and/or executive committee. The
Committee shall review the recommendation based on its established criteria.
The Academic Staff Review Committee recommendation shall be reported in writing
to the dean or division head and the academic staff member within 30 working
days of the receipt of the file. The
dean or division head shall forward a positive recommendation to the
Chancellor, the academic staff member, and the Review Committee within 10
working days of receipt of the Committee’s recommendation.
If the dean or division head decides not to forward a
positive recommendation he/she shall notify the academic staff member and the
chairperson of the Review Committee within ten working days of receipt of the
Committee’s recommendation. The academic staff member may, in writing, request
written reasons within five working days of receipt of such notification; the
dean or division head shall respond within five working days of receipt of the
request. If the dean or division head's decision results in non-renewal, he/she
shall inform the academic staff member in writing of the effective date of the
non-renewal and of the academic staff member's rights to written reasons under
UWM 106.03 and/or appeal under procedures outlined in UWS 10.04 and UWM 106.04.
107.04
Reconsideration of Negative Recommendation from the Review Committee.
If the Review Committee gives a negative recommendation
where the result may be non-retention, the Review Committee, before forwarding
its recommendation to the dean or division head, must notify the supervisor and
the academic staff member of its intention and of the right of the supervisor
to ask for reconsideration within ten working days of the receipt of the
notice. If no request for reconsideration is received within ten working days,
the findings of the Review Committee shall be forwarded immediately to the dean
or division head. If the supervisor does request reconsideration, the Review
Committee must meet within 10 working days of the receipt of the request. The
time limits of this section may be extended by mutual consent of the supervisor
and the Review Committee.
107.05
Subsequent Considerations for Indefinite Appointment
If the action of the dean or division head does not result
in promotion to indefinite appointment or non-renewal, the academic staff
member may be reviewed at a later date. If prior consideration occurred before
the academic staff member's sixth year of probationary service, all steps in
the review process must be repeated. If the prior consideration occurred during
the academic staff member's sixth year of probationary service, only that part
of the review process which was not completed must be performed. If the action
of the dean or division head results in non-renewal, the academic staff member
may request to be reviewed again for indefinite appointment prior to the end of
his/her probationary period. The request shall be made to the dean or division
head. If the request is granted, all steps in the review process must be
repeated.
107.06
Chancellor's Action on Recommendation for Indefinite Appointment
Upon receipt of the recommendation from the dean or division
head, the Chancellor shall inform the academic staff member and the Review
Committee of his/her decision regarding the academic staff member’s promotion
to indefinite status. If the
Chancellor's decision results in non-renewal, the academic staff member shall
be notified in writing within 10 working days and that notice shall include
reference to academic staff rights to written reasons under UWS 10.04 and UWM
106.03 and 106.04. The academic staff
member may request reasons for the non-renewal within five working days of the
notification of non-renewal. The
Chancellor shall respond to the request following the procedures in section
106.03 of these Policies and Procedures. The decision of the Chancellor regarding
promotion to indefinite status is final and not subject to further appeal.